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Louis Ventre, Jr.

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INTERNATIONAL PATENT APPLICATION OR PCT

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A WORLD PATENT DOES NOT EXIST

patent%20attorney%20star I Want to Protect my Invention Throughout the World. Is this a World Patent? No. As valuable as this would be, there is no such thing as a world patent. There is not one patent that applies throughout the world. If you want patent protection in more than one country, ultimately you must apply in every nation or region you want that protection in. The PCT application process only gives you the ability to apply a first stage search process to your application and have it apply in a second stage to the nations in which you want protection. You still have to apply to those second stage nations separately after the first stage is completed.

PCT EXPLANATION BREAKOUT

patent%20attorney%20star LAYOUT. The PCT is a complex subject are that requires more than one page of explanation.  The PCT discussion is on 5 web pages:
  • pct.html --- explains what the PCT process is and some reasons for filing.  You are on this page now.
  • pctnat.html --- explains the U.S. National Stage of the PCT process.

PATENT COOPERATION TREATY (PCT)

World Map of PCT Participantspatent%20attorney%20star What is the PCT? The Patent Cooperation Treaty or PCT is a multilateral treaty that was concluded in Washington in 1970 and entered into force in 1978 with most of the nations in the industrialized world (139 nations as of August 1, 2008, see map at right). It is administered by the International Bureau of the World Intellectual Property Organization (WIPO), whose headquarters is in Geneva (Switzerland).

PCT APPLICATION - A TWO PHASE PROCESS

patent%20attorney%20star What is the PCT Process? There are two phases to a PCT application: the International phase lasting 18 to 30 months; and the national phase where the application is considered by each nation where patent protection is sought. The PCT provides for the filing of one patent application ("the international application"), with effect in several States, instead of filing several separate national and/or regional patent applications.

WHY FILE A PCT APPLICATION AT ALL

patent%20attorney%20star What are the Benefits of the PCT Process? By the single act of filing an international application under the PCT, it is possible to secure the very effect that, without the PCT, would require as many filings of separate applications as there are countries or regions in which the applicant seeks protection.

patent%20attorney%20star Language commonality. The filing of an international application takes place in one of the languages (e.g. English) accepted by the Office with which the application is filed; for many applicants that will be the language, or one of the languages, used by the national or regional Patent Office of, or acting for, their country.

patent%20attorney%20star One location. The international application is filed in a single place; it is generally filed at the national Patent Office of the applicant’s country or at a regional Patent Office acting for the applicant’s country, or it may be filed directly with the International Bureau in its capacity as a receiving Office under the PCT. However, filing first with the International Bureau may require a foreign filing license.

patent%20attorney%20star Common formalities. There is a prescribed form for the international application. This form must be accepted by all designated Offices for the purposes of the national phase, so that there is no need to comply with a great variety of widely differing formal requirements in the many countries in which protection may be sought.  However, the broadest protection is afforded when the application employs a technical format and style of claiming having historical precedent in that country.  Where the U.S. is the primary market, it makes sense for an applicant to have his PCT application prepared by a U.S. practitioner.

patent%20attorney%20star Fee payments at one office. The international fees payable in respect of the filing of an international application may be paid at one time, at one Office and in one currency. The costs and possible complications connected with the payment, on filing, of many fees in many countries, and generally in different currencies, are thus avoided.

patent%20attorney%20star More time to decide. Before the applicant goes to the effort and expense of having translations prepared, paying the national or regional fees and appointing agents in the various countries, his views are able to mature to a greater extent than would be possible without the PCT, not only because he has more time, but also because the international search report, the written opinion of the International Searching Authority, and the international preliminary report on patentability constitute a solid basis on which he can judge his chances of obtaining protection. Any patents subsequently granted on the application by the designated or elected Offices can be relied on by the applicant to a greater extent than would have been the case without the benefit of the international search report, the written opinion of the International Searching Authority and the international preliminary report on patentability.

patent%20attorney%20star More time to pick nations. Moreover, because of the longer time the applicant has for making decisions, he is better placed to assess the technical value and economic interest of patent protection and to select the particular countries in which he desires to continue seeking protection for his invention. As a result, substantial savings can be made in both translation and filing costs for those countries which are no longer of interest to the applicant.

patent%20attorney%20star Deferred translations. If an international application is filed in a language which is not both a language accepted by the International Searching Authority which is to carry out the international search and a language of publication, it needs to be translated into an appropriate language shortly after filing, but all the translations required by the Offices of or acting for the countries in which the applicant ultimately wishes to obtain protection need to be prepared 7 to 19 months later.

patent%20attorney%20star Deferred fees. Fees payable to national or regional Patent Offices similarly become due later than they do without the PCT.

patent%20attorney%20star Search results. An international search report that is favorable from the applicant’s viewpoint strengthens his position vis-à-vis the various national or regional Patent Offices, and his arguments for the grant of a patent by those Offices are likely to become more convincing.

This is more compelling in the case of a favorable international preliminary report on patentability under either Chapter I or II, which contains far more material on which to base an opinion on the chances of obtaining patents than does an international search report.

If the international search report and the written opinion of the International Searching Authority are partly favorable and partly unfavorable, the applicant can modify his claims so as to maintain only those that are likely to result in the grant of a patent. If the international search report and the written opinion are unfavorable, and the applicant consequently decides not to proceed any further, he saves the cost of having the application processed in the various countries.

patent%20attorney%20star Fewer duplications. There is no need to provide each Office with original drawings, or certified copies of the priority application.  There is also a reduction in national fees in several countries and the European Patent Office, etc.

 


PCT What and Why  |  PCT How  |  PCT Strategies  |  PCT Costs  |  PCT U.S. National Stage



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This file last modified 08/12/08.
This page is http://www.lventre.com/pct.html.